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Viainvest erhält Brokerage Lizenz  

 
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Claus Lehmann
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Anmeldedatum: 31.08.2007
Beiträge: 15682

BeitragVerfasst am: 30.09.2021, 18:24    Titel: Viainvest erhält Brokerage Lizenz Antworten mit Zitat

Nun hat auch Viainvest* die Brokerage Lizenz

Zitat:

Dear Investor,

We are more than happy to announce that in cooperation with the Financial and Capital Market Commission (FCMC) VIAINVEST has become a licensed participant of a regulated financial and capital market by obtaining an investment brokerage firm (IBF) licence. We are beyond excited to finally be regulated and operate under the supervision of FCMC.

New license also comes with benefits for investors - subject to the requirements of the Investor Protection Law, if the investment brokerage firm fails to provide investment services, retail investors are entitled to a compensation of 90% of the irrevocable loss, up to a limit of €20 000.

The license authorizes VIAINVEST to provide the following investment services:

Acceptance and transmission of orders in respect of one or more financial instruments;
Execution of orders on behalf of clients;
Placement of financial instruments without commitment to redeem financial instruments.

And to provide the following ancillary services:

Holding of financial instruments;
Initial placement of financial instruments;
Exchanging foreign currencies for the purpose of providing investment services.

During the next week, we will also update the Regulations of the Investment Platform. Within the next 30 days from publication of amendments, both current and new versions of Regulations of the Investment Platform will be available on viainvest.com web page footer.

Within this period investors are entitled to inform VIAINVEST on any objections with respect to any Regulations of the Investment Platform amendments proposed by VIAINVEST. If no objections are received, they will enter into force and become binding to existing investors on the 31st day after its publication on the website.

💡 Transition period

Issuance of the license marks the beginning of 6 months transition period within what VIAINVEST will gradually shift from selling claim rights to listing asset backed securities. For better user experience VIAINVEST intends to maintain the previous user interface as much as possible.

During and after this period, VIAINVEST’s place for the provision of the services (both for investments in claim rights and asset backed securities) will be in Latvia, irrespective of an investor’s country of origin. We will be passporting our investment services across the EU/EEA only after this transition period and after the receipt of the respective authorization from the FCMC.

✔️ Summary on the following transition activities, deadlines and their impact on investors

VIAINVEST has obtained an investment brokerage firm licence;
Issuance of the license marks the beginning of 6 months transition period within what VIAINVEST will gradually shift from selling claim rights to listing asset backed securities;
Our investors will become subject to the investor protection mechanisms according to the requirements of the Financial Instruments Market Law and the relevant Directive (MiFID II), the Packaged Retail Investment and Insurance Products (PRIIPs), the Investor Protection Law, the Prospectus Regulation, and other applicable regulations;
If the investment brokerage firm fails to provide investment services, retail investors are entitled to a compensation of 90% of the irrevocable loss, up to a limit of €20 000;
During the transitional period and previously concluded assignment contracts are not protected by these investor protection mechanisms, however our existing Buyback guarantee still applies to all consumer loans listed by our loan originators;
To ensure safe investing in financial instruments VIAINVEST is required to assign one of three possible MiFID II client status categories (retail client, professional client, or eligible counterparty) to our investors to ensure that they receive the appropriate protection and support for their level of experience, knowledge, and expertise. Investor categories will be assigned to your investor profile;
All our new and existing investors should complete the Suitability and Appropriateness questionnaire as well as update information in the KYC questionnaire which will become available in a few upcoming months;
The funds of those investors who have completed the Suitability and Appropriateness Assessment will be kept in a segregated bank account, thus, ensuring the safety of these funds and separating VIAINVEST’s own funds from investors’ money;
Investing in claim rights and financial instruments involves risks. Information about risks will be available on the VIAINVEST website.

If you have additional questions, please visit www.viainvest.com or contact us.

Kind regards,
VIAINVEST team
Phone: +371 67885777 E-mail: info@v

_________________
Meine Investments:
Laufend: Bondora*, Investly*, Estateguru*, Ablrate*, Moneything*, Crowdestate*, Fellow Finance*, Lendix*, Linked Finance*, Lenndy*, Housers*, Assetz*, Ratesetter AUS, Neofinance*, Viainvest*
Beendet: Smava*, Auxmoney*, MyC4, Zidisha, Crosslend*, Lendico*, Omarahee, Lendy*, Bondmason, Finbee*, Bulkestate*, Zlty,Mintos*, Iuvo*, Robocash*, Viventor*
Crowdinvesting: Seedrs*, Housers*, Reinvest24*,


Zuletzt bearbeitet von Claus Lehmann am 30.09.2021, 18:53, insgesamt einmal bearbeitet
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herbert2



Anmeldedatum: 16.10.2018
Beiträge: 198

BeitragVerfasst am: 30.09.2021, 18:46    Titel: Re: Viainvest erhält Brokerage Lizenz (Viainvest) Antworten mit Zitat

Zitat:
The funds of those investors who have completed the Suitability and Appropriateness Assessment will be kept in a segregated bank account

Ist das nur schlecht formuliert oder bedeutet das, dass es bis jetzt nicht so war? Twisted Evil
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